The investment management industry is faced with complex issues related to the shifting regulatory landscape. Shimmerman Penn has expertise in performing financial statement audits of Investment Management firms regulated by the Ontario Securities Commission and regulatory bodies in other provinces. We have experience with a variety of fund audits and understand the structures and performance fee models that form the basis of the business. The foundation of many of our client relationships includes assurance and pro-active tax planning services and provides tailored solutions to help our clients address today’s challenges.
The advisory services we offer the industry include:
Shimmerman Penn's Investment Management sector group is an affiliate member of PMAC. Established in 1952, Portforlio Management Association of Canada (PMAC) is a forum for Investment Management Firms to share best practices and industry knowledge. Read more
Maj-Lis Vettoretti at (416)323-7769 or email
Elaine Pantel at (416)323-7757 or email